Câu 92: CRCM: Certified Regulatory Compliance Manager
During a recent compliance examination, regulatory examiners found that the bank was not conducting flood hazard area determinations before closing on construction loans. The compliance professional has reviewed the files and agreed with the examiners' finding. What should be done FIRST?
Nội dung câu hỏi
During a recent compliance examination, regulatory examiners found that the bank was not conducting flood hazard area determinations before closing on construction loans. The compliance professional has reviewed the files and agreed with the examiners' finding. What should be done FIRST?
Các lựa chọn
Đáp án được giữ gọn theo nhãn A, B, C, D trong phần bình chọn tương tác.
- A. Review the bank's flood policies and procedures to determine where the compliance failure occurred — đáp án hiện tại
- B. Conduct a risk assessment of the flood determination requirement on construction loans
- C. Prepare an analysis for bank management explaining the requirement
- D. Review all construction loan files to determine the extent of the problem
Cộng đồng
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