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Câu 4: CTFA: Certified Trust and Financial Advisor

Simon has experience of dealing with retail clients and is now in training to qualify as a pension transfer specialist. As a consequence, which of the following statements are true?

Nội dung câu hỏi

Simon has experience of dealing with retail clients and is now in training to qualify as a pension transfer specialist. As a consequence, which of the following statements are true?

Các lựa chọn

Đáp án được giữ gọn theo nhãn A, B, C, D trong phần bình chọn tương tác.

  1. A. He must have at least 3 years experience as an adviser before his training can commence
  2. B. His firm is allowed to impose a time limit on completion of the qualification — đáp án hiện tại
  3. C. His supervisor must also be suitably qualified — đáp án hiện tại
  4. D. Once qualified, CPD requirements are waived for 12 months
  5. E. Once qualified, records of his training must be maintained for at least 5 years

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