Câu 11: Advanced CAMS - Audit

The chief internal auditor is reviewing a recent AML audit conducted by a junior internal auditor. The chief internal auditor reviews the organization’s database of audit findings to evaluate the effectiveness of the audit process, issue tracking, and remediation deadlines. All remediation must be completed within 18 months of the audit date. Which findings indicate issues that would cause a lack of understanding of the risks associated with the business the financial institution conducts? (Choose three.)

1. A. Finding 1
2. B. Finding 3 — đáp án hiện tại
3. C. Finding 4
4. D. Finding 5 — đáp án hiện tại
5. E. Finding 6 — đáp án hiện tại
6. F. Finding 8