Câu 161: Certified Anti-Money Laundering Specialist
The board of directors receives notice from the primary regulator of the bank that potentially suspicious activity has been identified and the bank president appears to be involved. The Board asks the compliance officer for advice. Which action should the compliance officer take when informed?
Nội dung câu hỏi
The board of directors receives notice from the primary regulator of the bank that potentially suspicious activity has been identified and the bank president appears to be involved. The Board asks the compliance officer for advice. Which action should the compliance officer take when informed?
Các lựa chọn
Đáp án được giữ gọn theo nhãn A, B, C, D trong phần bình chọn tương tác.
- A. Destroy all records relating to the matter
- B. Insist on the president's immediate resignation
- C. Inform the bank's legal counsel and follow their instructions — đáp án hiện tại
- D. Inform the president of the regulator's suspicions and ask for his advice
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