Câu 103: Certified Anti-Money Laundering Specialist

Since its last regulatory examination, a financial institution has aggressively grown by adding profitable new products and services. The institution has not historically received regulatory criticism regarding its anti-money laundering compliance program. However, a recent regulatory examination cited significant deficiencies in the anti-money laundering program that were attributed primarily to the lack of oversight by the institution's leadership in implementing adequate controls over the new products and services. Which area of international control should leadership first address to correct the weaknesses in the program?

1. A. Anti-money laundering training
2. B. Anti-money laundering policy
3. C. Money laundering risk assessment — đáp án hiện tại
4. D. Anti-money laundering compliance staff