Câu 25: CGSS: Certified Global Sanctions Specialist

A wire transfer alerts for a potential match in a region known for transshipment bordering a sanctioned jurisdiction. The payment field information does not match the transport document or invoice list. The customer refuses to provide any explanatory information. Which is the most appropriate next step?

1. A. Provide the counterparty bank with an executed mutual legal assistance treaty to gather the requested explanatory information.
2. B. Request that law enforcement serve a subpoena to the customer requiring the production of the requested explanatory information.
3. C. Reject the transaction, noting the discrepancies contained in the description of goods on the transport document, the invoice, and the payment order. — đáp án hiện tại
4. D. Convene a compliance committee to formally reprimand the customer for refusing to cooperate with an ongoing investigation in an effort to obtain the explanatory information.