Câu 48: CGSS: Certified Global Sanctions Specialist

A compliance analyst at a UK-based company is reviewing a transaction alert for Entity A. A representative provided documentation that a UK Asset Freeze individual reduced their stake in Entity A from 70% to 30% shortly after they became subject to sanctions. Which steps should the analyst recommend first?

1. A. Reject the transaction and report it to the competent authority
2. B. Allow the transaction to proceed and remove Entity A from screening filters
3. C. Conduct enhanced due diligence on Entity A to verify the provided documentation regarding the reduction of ownership by a sanctioned individual — đáp án hiện tại
4. D. Allow the transaction to proceed and thoroughly document the provided information verifying the reduction in ownership by a sanctioned individual