Câu 12: CKYCA: Certified Know Your Customer Associate
A KYC analyst is running an adverse media search on a prospective client’s directors and learns that one of the directors has been accused of receiving bribery payments. Which step should the KYC analyst take next?
Nội dung câu hỏi
A KYC analyst is running an adverse media search on a prospective client’s directors and learns that one of the directors has been accused of receiving bribery payments. Which step should the KYC analyst take next?
Các lựa chọn
Đáp án được giữ gọn theo nhãn A, B, C, D trong phần bình chọn tương tác.
- A. Refuse to establish a business relationship with the client.
- B. Escalate the matter to the compliance team. — đáp án hiện tại
- C. Ask the director for an explanation.
- D. Dismiss the finding as immaterial.
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