Câu 35: AFP: Applied Financial Planning

Bellamy, a registrant, recently prepared a financial plan for Stewart. As part of the plan, he recommended an asset allocation mutual fund that aligns with Stewart's Know Your Client and suitability. Stewart trusts Bellamy, accepts his recommendations, and is ready to provide purchase instructions. What next step should Bellamy complete in order to implement the strategy?

1. A. Place a buy order for the mutual fund on his workstation.
2. B. Distribute the simplified prospectus and annual report relevant to the recommended fund.
3. C. Advise Stewart of his licensing category, provinces and territories of registration, as well as dealer name.
4. D. Provide Stewart with the fund facts document relevant to the recommended fund. — đáp án hiện tại