Câu 18: SERIES-6: Investment Company and Variable Contracts Products Representative Qualification Examination (IR)

Which of the following statements about primary market transactions is true?

1. A. A primary market transaction is defined as a transaction that is executed on either the NYSE or NASDAQ. Transactions that take place on ECNs are secondary market transactions.
2. B. In a primary market transaction, the issuer of the security receives the proceeds from the sale of the security. — đáp án hiện tại
3. C. A primary market transaction refers to the trading of stocks; a secondary market transaction is defined as a transaction that involves bonds.
4. D. Both A and B are true statements.