Câu 83: SERIES-6: Investment Company and Variable Contracts Products Representative Qualification Examination (IR)

Which of the following would qualify as accredited investors for a Regulation D offering?I. your 45-year-old, spinster aunt who has earned in excess of $200,000 annually over the last ten years as a pediatric surgeonII. your Uncle Miserly, who is reputed to have a net worth of $1.2 millionIII. Tiny Brokers, a small broker-dealer with a single office in the state of Kentucky IV. a trust containing assets that are valued between $3.5 and $4 million

1. A. I and II only
2. B. III and IV only
3. C. I, II, and III only — đáp án hiện tại
4. D. II and IV only