Câu 4: SERIES-63: Uniform Securities State Law Examination

Moe is a registered investment adviser doing business under the name of MoeMoney Investment Advisers, LLC. Larry, Curly, and Mary all hold positions with the firm. Larry is on the board of directors; Mary is a sales representative for the firm; and Curly is an administrative assistant, who performs clerical duties. Given that Moe is already a registered investment adviser, which of the other three are automatically registered as investment adviser representatives?

1. A. Larry only — đáp án hiện tại
2. B. Larry and Mary only
3. C. Larry, Mary and Curly
4. D. Mary and Curly only