Câu 64: SERIES-63: Uniform Securities State Law Examination

Under the Uniform Securities Act (USA), which of the following statements would be disallowed?

1. A. The government of the U.S. guarantees a 3% interest rate, to be paid semiannually, on a new 5-year Treasury note.
2. B. A sales representative of GetErDone Broker-Dealers guarantees that a client can expect an average annual rate of return of 2% on a mutual fund investment the sales representative is selling, pointing to the fact that the fund has returned an average annual rate of return of 6% over the past ten years. — đáp án hiện tại
3. C. An insurance company guarantees a fixed payment of $300 a month for life on an annuity it is selling.
4. D. Neither the statements in Selections B or C would be allowed under the guidelines of the Uniform Securities Act.