Câu 70: SERIES-63: Uniform Securities State Law Examination

It has come to the attention of the Administrator of the state that Samuel Shyster provided false information on his application to become a registered investment adviser with the state. Prior to revoking Samuel's license, the Administrator will provide Samuel with which of the following?I. prior notice -II. an opportunity to fill out a new registration statementIII. an opportunity for a hearingIV. a written statement regarding the facts and the legal consequences

1. A. I, II, III, and IV
2. B. I, II, and III
3. C. I, III, and IV — đáp án hiện tại
4. D. I, II, and IV