Câu 30: SERIES-63: Uniform Securities State Law Examination

Which of the following statements about agents is (are) false?

1. A. If an agent files for bankruptcy, the Administrator may elect to terminate that agent's registration if the Administrator believes it is "in the public interest" to do so.
2. B. When an agent has a change of address, both he and his broker-dealer affiliate must inform the Administrator.
3. C. An agent must demonstrate a specific minimum level of financial stability for his registration application to be accepted. — đáp án hiện tại
4. D. All of the above are false statements.