Câu 26: SERIES-63: Uniform Securities State Law Examination

Until yesterday Maddie was a registered agent employed by the broker-dealer, QuikDeals. Yesterday afternoon, issues that had been brewing between her and another employee of the firm came to a head, and Maddie impulsively quit her job. At this point,

1. A. Maddie has thirty days to find a job with another broker-dealer, or she will need to file a new registration application.
2. B. Maddie has sixty days to find a job with another broker-dealer, or she will need to file a new registration application.
3. C. Maddie will have to file a new application for registration with the Administrator upon finding employment with another broker-dealer since she is no longer considered to be a registered agent by the state. — đáp án hiện tại
4. D. Maddie is required to call all of her clients at QuikDeals to inform them she is no longer employed there.