Câu 63: SIE: Securities Industry Essentials
A customer makes the following deposits of cashier's checks into his account on the same day:$1,000$5,000$2,500$3,000Under Bank Secrecy Act (BSA) requirements, is the firm required to report these deposits?
Nội dung câu hỏi
A customer makes the following deposits of cashier's checks into his account on the same day:$1,000$5,000$2,500$3,000Under Bank Secrecy Act (BSA) requirements, is the firm required to report these deposits?
Các lựa chọn
Đáp án được giữ gọn theo nhãn A, B, C, D trong phần bình chọn tương tác.
- A. No, as no single deposit exceeds $10,000
- B. No, as the firm is only required to report cash deposits — đáp án hiện tại
- C. Yes, all four deposits must be reported
- D. Yes, only the last deposit of $3,000 must be reported as it takes the aggregate deposit above $10,000
Cộng đồng
0 bình luận công khai. Tên thành viên được ẩn một phần.
Chưa có bình luận. Mở giao diện tương tác để bắt đầu thảo luận.