Câu 58: Certified Anti-Money Laundering Specialist

The new compliance officer has reviewed the bank's anti-money laundering training program. The program consists of online training for all new employees within30 days of hire date and annual refresher training to all employees. In addition, there is specialized training for areas that deal with higher risk products and customers. Over the last year, there have been no regulatory changes and no new products or services have been introduced. The compliance officer wants to propose to the board of directors that the annual refresher training is still current and can be delivered unchanged to all employees. Which two critical pieces of information could be missed by taking this approach? (Choose two.)

1. A. Any new trends, developments, or risks — đáp án hiện tại
2. B. Results of the previous year's risk assessment
3. C. Changes to internal policies, procedures, and processes — đáp án hiện tại
4. D. Links to enforcement actions identifying violations in other financial institutions