Câu 180: Certified Anti-Money Laundering Specialist
After review of the financial institution's enterprise-wide anti-money laundering risk assessment, the new compliance officer identifies several deficiencies that need attention. Which deficiency could lead to the highest potential for unmitigated risk?
Nội dung câu hỏi
After review of the financial institution's enterprise-wide anti-money laundering risk assessment, the new compliance officer identifies several deficiencies that need attention. Which deficiency could lead to the highest potential for unmitigated risk?
Các lựa chọn
Đáp án được giữ gọn theo nhãn A, B, C, D trong phần bình chọn tương tác.
- A. The risk assessment is several years old and does not cover all current products and services. — đáp án hiện tại
- B. The risk assessment is revisited too frequently thereby diverting critical resources from other compliance tasks.
- C. The risk assessment is managed by a different team from the previous assessment therefore disrupting continuity of institutional knowledge.
- D. The risk assessment does not anticipate potential risks even though the financial institution has no immediate plans involving those risks.
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