Câu 91: SIE: Securities Industry Essentials
The Investment Company Act of 1940 requires that a minimum percentage of a fund’s board members are “uninterested persons”.This requirement is best described as an attempt to:
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The Investment Company Act of 1940 requires that a minimum percentage of a fund’s board members are “uninterested persons”.This requirement is best described as an attempt to:
Các lựa chọn
Đáp án được giữ gọn theo nhãn A, B, C, D trong phần bình chọn tương tác.
- A. include a diverse set of professional experiences on the board.
- B. expand the board’s expertise beyond knowledge of investments.
- C. ensure that regulations are followed consistently across fund companies.
- D. ensure that board members have no material business relationship with the fund’s advisers. — đáp án hiện tại
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